Stocks in AMEX

Stock Name Stock Ticker Industry Sector Employees
Adventrx Pharmaceuticals ANX -- -- --
ATEST ATEST -- -- --
None ATEST-Z -- -- --
Bancroft Fund Ltd Tradeable Rights Mar 2020 BCV-R -- -- --
Bancroft Fund Ltd Rts 04212020 BCV-R-W -- -- --
BROOKE CORP BXX -- -- --
MFS California Municipal Fund Common Shares of Beneficial Interest CCA -- -- --
COMFORCE CORP CFS -- -- --
Chardan Healthcare Acquisition 2 Corp Warrants 05032025 CHAQW -- -- --
Chardan Healthcare Acquisition 2 Corp Warrants 05032025 CHAQWS -- -- --
CARACO PHARMACEUTICAL LABORATORIES LTD CPD -- -- --
Centerplate Inc CVP -- -- --
Eaton Vance California Municpl Bnd Fd II EIA -- -- --
Eaton Vance Ohio Municipal Bond Fund EIO -- -- --
Eaton Vance Bond Fund EIP -- -- --
Eaton Vance Municipal Bond Fund II EIV -- -- --
Eaton Vance Michigan Municipal Income Trust Shares of Beneficial Interest EMI -- -- --
Eaton Vance New Jersey Municipal Bond Fund EMJ -- -- --
ETRACS 2x Leveraged MSCI US ESG Focus TR ETN ESUS -- -- --
Eaton Vance NJ Muni Income Trust EVJ -- -- --
Eaton Vance PA Muni Income Trust EVP -- -- --
Frischs Restaurants Inc FRS -- -- --
Franklin Ltd Duration Income Trust Rights Expiring February 17 2022 FTF-R -- -- --
GENEVA ACQUISITION CORP GAC -- -- --
GSC Acquisition Company GGA -- -- --
GulfMark Offshore Inc. Warrant GLF-WS -- -- --
Clough Global Opportunities Fund Rights GLO-R -- -- --
Clough Global Opportunities Fund Rights WhenIssued GLO-R-W -- -- --
Clough Global Equity Fund Rights expiring August 23 2019 When Issued GLQ-R -- -- --
Clough Global Equity Fund Tradeable Rights Aug 2019 GLQRT-WI -- -- --
Clough Global Equity Fund Rights WhenIssued GLQ-R-W -- -- --
Gabelli Global Utilities & Income Trust Rt Pur Com 12/14/2018 GLU-R -- -- --
Gabelli Global Utility & Income Trust. Tradeable Rights Nov 2018 GLURT -- -- --
Clough Global Dividend and Income Fund Rights expiring August 23 2019 When Issued GLV-R -- -- --
Clough Global Dividend and Income Fund Tradeable Rights Aug 2019 GLVRT-WI -- -- --
Clough Global Dividend and Income Fund Right WhenIssued GLV-R-W -- -- --
Central GoldTrust GTU -- -- --
Howmet Aerospace Inc 375 Preferred Stock HWM-P -- -- --
InterAtlantic Financial Inc IAN -- -- --
NYSE AMEX LISTED TEST STOCK FOR CTS CQS IBO -- -- --
KBL Healthcare Acquisition Corp III KHA -- -- --
LODGIAN INC LGN -- -- --
Liberty Acquisition Holdings Corp LIA -- -- --
Lilis Energy Inc LLEXQ -- -- --
Eaton Vance Massachusetts Municipal Bond Fund Common Shares of Beneficial Interest, $.01 par value MAB -- -- --
Metalico Inc MEA -- -- --
Eaton Vance Michigan Municipal Bond Fund MIW -- -- --
Eaton Vance Massachusetts Municipal Income Trust Shares of Beneficial Interest MMV -- -- --
Overture Acquisition Corp NLX -- -- --
NRC Group Holdings Corp Warrants NRCG-WS -- -- --
Nevsun Resources USA NSU -- -- --
NTR Acquisition Company NTQ -- -- --
Eaton Vance New York Municipal Bond Fund II Common Shares of Beneficial Interest, $.01 par value NYH -- -- --
North American Palladium Ltd PAL -- -- --
PHC INC PHC -- -- --
Chardan Healthcare Acquisition Corp Units 1 Ord & 1 War PHGEU -- -- --
Polymet Mining Corp Rights expiring June 26 2019 PLM-R -- -- --
Rmr Real Estate Income Fund RIF -- -- --
CRUZAN INTERNATIONAL INC. RUM -- -- --
Stream Global Services Inc SGS -- -- --
Tremisis Energy Acquisition CORP II TGY -- -- --
Reaves Utility Income Fund Subscription Rt Pur Com 10/04/2017 UTGRT -- -- --
Viveon Health Acquisition Corp Rights each exchangeable into onetwentieth of a share of Common Stock VHAQ-R -- -- --
Voyager Oil & Gas In VOG -- -- --
Vantage Drilling Company VTG -- -- --
WESCO FINANCIAL CORP WSC1 -- -- --
ZBB Energy Corp ZBB -- -- --

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