ALPS STOXX EUROPE 600 ETF (STXX) Exchange: NYSE ARCA

DELISTED - The Fund employs a “passive management” – or indexing – investment approach designed to track the performance of the Underlying Index. The Underlying Index is a fixed component benchmark index that consists of the 600 largest developed market stocks of the STOXX Europe Total Market Index, which is an aggregate of the STOXX Total Market country indices representing certain developed market countries within Europe (each a “Country Index”). These countries include Austria, Belgium, Czech Republic, Denmark, Finland, France, Germany, Greece, Ireland, Italy, Luxembourg, Netherlands, Norway, Portugal, Spain, Sweden, Switzerland and the United Kingdom. Each Country Index aims to represent a broad market by covering 95% of the free-float market capitalization of the applicable country. Free-float market capitalization is calculated by taking the security’s price and multiplying it by the number of shares readily available in the market rather than the total number of shares outstanding. The Underlying Index is compiled by STOXX (the “Index Provider”). Stocks must have a three-month average daily trading volume greater than €1 million to be included in the Underlying Index. The component stocks of the STOXX Europe Total Market Index are reviewed and rebalanced on a quarterly basis, at which time they are ranked in terms of free-float market capitalization in order to produce the 600 component stocks of the Underlying Index. STOXX Europe Total Market Index stocks must have a three-month average daily trading volume greater than €1 million to be eligible for inclusion in the Underlying Index (“liquidity criteria”) and secondary share lines are excluded. Specifically, the largest 550 stocks of the STOXX Europe Total Market Index, ranked by free-float market capitalization, automatically qualify for inclusion in the Underlying Index if they meet the liquidity criteria. The remaining 50 stocks of the Underlying Index are selected from the largest remaining current components of the STOXX Europe Total Market Index ranked between 551 and 750 by free-float market capitalization that also meet the liquidity criteria. If the number of Underlying Index component stocks remains below 600 after this process is complete, the largest remaining stocks in the STOXX Europe Total Market Index, ranked by free-float market capitalization, that also meet the liquidity criteria are selected until the Underlying Index consists of 600 component stocks. No single stock may exceed 20% of the Underlying Index. The Underlying Index is also reviewed and rebalanced on a quarterly basis. The Fund will normally invest at least 80% of its net assets in securities that comprise the Underlying Index (or depositary receipts based on such securities). Under normal conditions, the Fund generally will invest in all of the securities that comprise the Underlying Index in proportion to their weightings in the Underlying Index; however, under various circumstances, it may not be possible or practicable to purchase all of the securities in the Underlying Index in those weightings. In those circumstances, the Fund may purchase a sample of the securities in the Underlying Index or utilize various combinations of other available investment techniques in seeking performance which corresponds to the performance of the Underlying Index.