Stocks in Asset Management

Stock Name Stock Ticker Industry Sector Employees
Altisource Asset Management Corp AAMC Asset Management Financial Services 112
AllianceBernstein Holding Lp AB Asset Management Financial Services 5,000
Aberdeen Emerging Markets Equity Income Fund Inc AEF Asset Management Financial Services 0
Ashford Inc AINC Asset Management Financial Services 500
Apollo Investment Corporation AINV Asset Management Financial Services 0
Affiliated Managers Group Inc AMG Asset Management Financial Services 2,500
Assetmark Financial Holdings Inc AMK Asset Management Financial Services 2,000
Ameriprise Financial Inc AMP Asset Management Financial Services 11,000
Artisan Partners Asset Management Inc - Class A APAM Asset Management Financial Services 750
Apollo Global Management Inc - Class A APO Asset Management Financial Services 1,825
Ares Capital Corp ARCC Asset Management Financial Services 0
Ares Management Corp - Class A ARES Asset Management Financial Services 4,040
ASA Gold and Precious Metals Ltd ASA Asset Management Financial Services 0
Atlas Corp ATCO Asset Management Financial Services 300
BlackRock Municipal Income Investment Quality Trust BAF Asset Management Financial Services 0
Brookfield Asset Management Inc - Class A BAM Asset Management Financial Services 11,000
StoneCastle Financial Corp BANX Asset Management Financial Services 0
Blucora Inc BCOR Asset Management Financial Services 1,327
Bain Capital Specialty Finance Inc BCSF Asset Management Financial Services 0
Franklin Resources Inc BEN Asset Management Financial Services 9,700
BlackRock Municipal Income Trust BFK Asset Management Financial Services 0
BlackRock California Municipal Income Trust BFZ Asset Management Financial Services 0
BlackRock 2022 Global Income Opportunity Trust BGIO Asset Management Financial Services 0
BlackRock Global Energy Resources Trus BGR Asset Management Financial Services 0
BlackRock Floating Rate Income Trust BGT Asset Management Financial Services 0
BlackRock Core Bond Trust BHK Asset Management Financial Services 0
BlackRock Virginia Municipal Bond Trust BHV Asset Management Financial Services 0
BlackRock Multi-Sector Income Trust BIT Asset Management Financial Services 0
Bank Of New York Mellon Corp BK Asset Management Financial Services 50,000
BlackRock Capital Investment Corp BKCC Asset Management Financial Services 0
BlackRock Investment Quality Municipal Trust BKN Asset Management Financial Services 0
BlackRock Municipal Income Trust II BLE Asset Management Financial Services 0
Blackrock Inc BLK Asset Management Financial Services 14,000
BlackRock Ltd Duration Income Trust BLW Asset Management Financial Services 0
BlackRock Health Sciences Trust BME Asset Management Financial Services 0
BlackRock New York Municipal Income Trust BNY Asset Management Financial Services 0
BlackRock LongTerm Municipal Advantage Trust BTA Asset Management Financial Services 0
BlackRock Municipal 2030 Target Term Trust BTT Asset Management Financial Services 0
BlackRock Credit Allocation Income Trust BTZ Asset Management Financial Services 0
Burford Capital Ltd BUR Asset Management Financial Services 133
Blackstone Inc BX Asset Management Financial Services 4,000
BlackRock Municipal Income Quality Trust BYM Asset Management Financial Services 0
BlackRock Maryland Municipal Bond Trust BZM Asset Management Financial Services 0
Crescent Capital BDC Inc CCAP Asset Management Financial Services 0
Carlyle Group Inc (The) CG Asset Management Financial Services 1,700
TCG BDC Inc CGBD Asset Management Financial Services 0
CI Financial Corp CIXX Asset Management Financial Services 0
MFS High Yield Municipal Trust CMU Asset Management Financial Services 0
Cohen & Steers Inc CNS Asset Management Financial Services 398
Capital Southwest Corp CSWC Asset Management Financial Services 23
Diamond Hill Investment Group Inc - Class A DHIL Asset Management Financial Services 126
BNY Mellon Municipal Income Inc DMF Asset Management Financial Services 0
DTF Tax-Free Income Inc DTF Asset Management Financial Services 0
Eagle Point Credit Company Inc 775 Series B Term Preferred Stock due 2026 ECCB Asset Management Financial Services 0
Eaton Vance Senior FloatingRate Fund EFR Asset Management Financial Services 0
Eaton Vance Floating-Rate Income Trust EFT Asset Management Financial Services 0
Eaton Vance 2021 Target Term Trust EHT Asset Management Financial Services 0
Eaton Vance National Municipal Opportunities Trust EOT Asset Management Financial Services 0
Equus Total Return Inc EQS Asset Management Financial Services 0
Eaton Vance Municipal Income 2028 Term Trust ETX Asset Management Financial Services 0
Eaton Vance Corp (Non Voting) EV Asset Management Financial Services 2,300
Eaton Vance Senior Income Trust EVF Asset Management Financial Services 0
Eaton Vance Municipal Income Trust EVN Asset Management Financial Services 0
Aberdeen Global Income Fund Inc FCO Asset Management Financial Services 0
First Eagle Alternative Capital BDC Inc FCRD Asset Management Financial Services 0
Fidus Investment Corp FDUS Asset Management Financial Services 0
Federated Hermes Inc - Class B FHI Asset Management Financial Services 1,638
FS KKR Capital Corp FSK Asset Management Financial Services 0
Franklin Universal Trust FT Asset Management Financial Services 0
Gladstone Investment Corporation GAIN Asset Management Financial Services 0
General American Investors Co. Inc GAM Asset Management Financial Services 0
Guggenheim Taxbl Muni Bnd & Invtmnt Grd Debt Trst Com Shrs Of benf Int GBAB Asset Management Financial Services 0
Golub Capital BDC Inc GBDC Asset Management Financial Services 0
Great Elm Capital Corp GECC Asset Management Financial Services 0
Gabelli Multimedia Trust Inc GGT Asset Management Financial Services 0
Gladstone Capital Corp GLAD Asset Management Financial Services 0
Eagle Capital Growth Fund Inc GRF Asset Management Financial Services 0
U.S. Global Investors Inc - Class A GROW Asset Management Financial Services 25
Harvest Capital Credit Corp HCAP Asset Management Financial Services 0
Hamilton Lane Inc - Class A HLNE Asset Management Financial Services 475
Hennessy Advisors Inc HNNA Asset Management Financial Services 19
Horizon Technology Finance Corp HRZN Asset Management Financial Services 0
Investcorp Credit Management BDC Inc ICMB Asset Management Financial Services 0
Invesco Value Municipal Income Trust IIM Asset Management Financial Services 0
Invesco Ltd IVZ Asset Management Financial Services 8,226
Nuveen Credit Opportunities 2022 Target Term Fund JCO Asset Management Financial Services 0
Janus Henderson Group plc JHG Asset Management Financial Services 2,000
John Hancock Investors Trust JHI Asset Management Financial Services 0
Jupai Holdings Ltd JP Asset Management Financial Services 966
KKR & Co. Inc KKR Asset Management Financial Services 2,400
DWS Municipal Income Trust KTF Asset Management Financial Services 0
BNY Mellon Strategic Municipals Inc LEO Asset Management Financial Services 0
Lion Group Holding Ltd LGHL Asset Management Financial Services 34
Main Street Capital Corporation MAIN Asset Management Financial Services 76
Pioneer Municipal High Income Advantage Fund Inc MAV Asset Management Financial Services 0
Barings Corporate Investors MCI Asset Management Financial Services 0
Manning & Napier Inc - Class A MN Asset Management Financial Services 272
Barings Participation Investors MPV Asset Management Financial Services 0
Neuberger Berman New York Municipal Fund Inc NBO Asset Management Financial Services 0
Newtek Business Services Corp NEWT Asset Management Financial Services 110
New Mountain Finance Corp NMFC Asset Management Financial Services 0
Noah Holdings Ltd NOAH Asset Management Financial Services 1,800
Northern Trust Corp NTRS Asset Management Financial Services 23,000
OFS Credit Company Inc OCCI Asset Management Financial Services 0
OFS Capital Corp OFS Asset Management Financial Services 50
Oxford Lane Capital Corp OXLC Asset Management Financial Services 0
Oxford Square Capital Corp OXSQ Asset Management Financial Services 0
Patria Investments Ltd - Class A PAX Asset Management Financial Services 158
PennantPark Floating Rate Capital Ltd PFLT Asset Management Financial Services 0
PhenixFIN Corp PFX Asset Management Financial Services 0
Principal Real Estate Income Fund PGZ Asset Management Financial Services 0
Puhui Wealth Investment Management Co Ltd PHCF Asset Management Financial Services 57
PennantPark Investment Corporation PNNT Asset Management Financial Services 0
Prospect Capital Corp PSEC Asset Management Financial Services 0
Portman Ridge Finance Corp PTMN Asset Management Financial Services 0
Puyi Inc PUYI Asset Management Financial Services 140
Pzena Investment Management Inc - Class A PZN Asset Management Financial Services 125
Rand Capital Corp RAND Asset Management Financial Services 0
Royce Global Value Trust Inc RGT Asset Management Financial Services 0
RiverNorth Managed Duration Municipal Income Fund Inc RMM Asset Management Financial Services 0
Silvercrest Asset Management Group Inc - Class A SAMG Asset Management Financial Services 145
Saratoga Investment Corp SAR Asset Management Financial Services 0
Stellus Capital Investment Corp SCM Asset Management Financial Services 0
Sculptor Capital Management Inc - Class A SCU Asset Management Financial Services 400
SEI Investments Company SEIC Asset Management Financial Services 8,600
Safeguard Scientifics Inc SFE Asset Management Financial Services 0
Sprott Inc SII Asset Management Financial Services 157
SLR Investment Corp SLRC Asset Management Financial Services 0
SuRo Capital Corp SSSS Asset Management Financial Services 7
State Street Corp STT Asset Management Financial Services 35,000
SLR Senior Investment Corp SUNS Asset Management Financial Services 0
Swk Holdings Corp SWKH Asset Management Financial Services 35
BlackRock TCP Capital Corp TCPC Asset Management Financial Services 0
TriplePoint Venture Growth BDC Corp TPVG Asset Management Financial Services 0
Trinity Capital Inc TRIN Asset Management Financial Services 39
T. Rowe Price Group Inc TROW Asset Management Financial Services 5,400
Sixth Street Specialty Lending Inc TSLX Asset Management Financial Services 0
180 Degree Capital Corp TURN Asset Management Financial Services 0
Tri-Continental Corp TY Asset Management Financial Services 0
Delaware Investments Colorado Municipal Income Fund Inc VCF Asset Management Financial Services 0
Victory Capital Holdings Inc - Class A VCTR Asset Management Financial Services 790
Vinci Partners Investments Ltd - Class A VINP Asset Management Financial Services 215
Virtus Investment Partners Inc VRTS Asset Management Financial Services 800
Waddell & Reed Financial Inc - Class A WDR Asset Management Financial Services 1,053
Wisdomtree Investments Inc WETF Asset Management Financial Services 227
WhiteHorse Finance Inc WHF Asset Management Financial Services 0
Wins Finance Holdings Inc WINS Asset Management Financial Services 24

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